For Licence Holders & Service Providers
ICT operations: DORA-ready from day one.
Registrars, custodians, service ManCos: Wallberg operates consortium and RPC nodes as your ICT third-party service provider — prepared for DORA and MaRisk, with runbooks, monitoring and an exit plan. Your register stays yours. Always.
In brief
Licensed partners keep their regulated role. Wallberg operates the technical node and RPC infrastructure as an ICT third-party service provider, with documentation, monitoring, runbooks and an exit plan.
The status quo
What slows you down today
Every operator is an audit risk
Outsourcing and DORA obligations turn the choice of technical operator into a supervisory question — not a pure IT decision.
Generic IT doesn’t know your industry
Hosting providers can run servers but cannot explain why a depositary needs its own consensus node.
An in-house team only pays off at group scale
24/7 node operations with monitoring, patching and incident processes rarely pay off for a single organisation.
The value
What you gain
DORA/MaRisk documentation ready to hand
Contract templates, runbooks, monitoring concept and exit plan per client: prepared for your outsourcing review, not filed later.
Fund-industry topology as a specialism
ManCo, custodian bank, depositary, distributor: we operate exactly the node roles your industry needs. No generic cloud.
One clear boundary as a selling point
Wallberg is never the register-keeping entity and never holds client keys. This boundary protects your licence and passes every audit.
The role model
Four nodes, three contracts, one neutral centre.
Each role operates its own node and keeps its register, its keys and its licence. Wallberg orchestrates the interplay without being part of the custody chain itself.
Wallberg Advisory · neutral orchestration
Wallberg keeps neither the register nor the keys. Both remain with the licensed partners.
How we work
Three steps, no small print
Step 1 · free of charge
Briefing with live demo
30 to 45 minutes: you see the Tegernsee Lab live, we listen to where your organisation stands. No slides, no obligation.
Step 2 · fixed fee
Readiness assessment
Within 1 to 2 weeks we review your starting position, the regulatory setup and the partners you need. The result is a clear recommendation on what pays off for you and what does not.
Step 3 · mandate
Strategy & go-live support
We orchestrate your implementation with licensed partners: from architecture to live operations.
The proof · The lab is live
We don’t promise it. We show it.
Frequently asked
The key questions at a glance.
Does Wallberg become the register-keeping entity?
No. Register keeping stays with the licensed partner. Wallberg operates technical infrastructure and documents the operations.
Which documents does an outsourcing-ready operation require?
Typically contract documentation, role model, operations description, monitoring concept, incident process, runbooks and an exit plan.
What distinguishes Wallberg from generic hosting?
Wallberg operates nodes in the topology of the fund industry: ManCo, custodian bank, depositary and distributor. This domain logic is part of the operating model.
The next step
A technical conversation, not a sales meeting.
An architecture review with your experts: topology, consensus, operations and exit concept on the running system. Plus the documentation your outsourcing review wants to see.
Free of charge · with live demo
office@wallberg-advisory.de